Assessment Results andConsequences 審核評估結果與影響

· Once a factory is inspected and audited for compliancewith the Standards,the audit report is reviewed and assigned anass essment

rating by the Responsible Sourcing Team.

 當工廠被審核后，責任采購部門將會對審核報告進行審閱和評估結果。

· Notification of the assessment rating is then sent tothe supplier for communication with the factory.

  評估結果會發給供應商，供應商須將審核結果通知給被審核的工廠。

· The supplier is expected to follow up with the factoryto ensure remediation of the findings takes place in advance

 of the next audit.

 供應商需要跟進工廠的違規改善情況，并確保在下次審核前改善違規問題。

· There are four types of assessment ratings:評估分為4個等級

·Green 綠燈

·Yellow 黃燈

·Orange 橙燈

·Red 紅燈

Audit Results: ColorCoded Ratings審核結果：顏色評級

Green  綠燈

- No orminor violations /沒有或輕微違規

- Valid for 2 years / 2年有效期

Yellow 黃燈

-Medium risk violations /中等風險違規

- Valid for 1 year / 1年有效期

Orange 橙燈

- High riskviolations /高風險違規

- Valid for 6 months / 6個月有效期

Buyers may decide not to placepurchase orders in a factory with 2 orangeratings due to the potential business risk.

工廠兩年內累計兩個橙燈時，采購員根據風險決定是否要下訂單

Orange-Age Violation 橙燈-年齡違規

-High risk violations /高風險違規

- re-audit in one month/ 1個月后復審

Note: Factories thatreceive three Orange ratings in a 2-year period areRed-Disapproved for 1 year

工廠兩年內累計三個橙燈將被凍結一年

Red Failed 紅燈

Most Serious Violations 最嚴重違規

(including, but not limited to, child labor, forcedlabor, corporal punishment,life threatening working conditions,trans shipment)

包括：童工、強迫勞工、體罰、惡劣工作環境、非法轉運等

No Future Business with the Factory  業務終止

GREEN  綠燈

· Low risk or no violations observed

  沒有或輕微違規

· Re-audited in two years

  2年有效

· Wal-Mart reserves the right to conduct unannouncedaudits periodically during the two year period.

  2年內沃爾瑪保留不通知審核的權利